Bakkt, Inc.

1. 01

   Behind SPY and its sector fund XLF over 1 year

   1 month: −35.1% (SPY −1.6%, XLF +9.6%). 3 months: −35.5% (SPY −0.4%, XLF +2.1%). 1 year: −77.9% (SPY +13.6%, XLF +12.9%). Price change to the 4 Nov 2026 close; dividends excluded.

   Daily closes, split-adjusted: BKKT, SPY and XLF · as of 4 Nov 2026

2. 02

   9.9% above its 52-week low

   Closed at $4.77 on 4 Nov 2026: 80.9% below the 52-week high of $25.00 (10 Nov 2025) and 9.9% above the low of $4.34 (2 Nov 2026).

   Daily price bars, split-adjusted · as of 4 Nov 2026

3. 03

   6.0 days to cover short interest

   8.2M shares were sold short at the 15 Oct 2026 settlement, 51.4% of the 15.9M shares outstanding; covering them would take 6.0 days of average volume. Short interest is reported twice a month, on a lag.

   Exchange short-interest filing · as of 15 Oct 2026

4. 04

   Below its 50- and 200-day averages

   The 4 Nov 2026 close of $4.77 was 32.3% below its 50-day average ($7.05) and 44.8% below its 200-day average ($8.64). It has closed below the 200-day for 199 sessions, since 22 Jan 2026. The 50-day average crossed below the 200-day on 12 Jan 2026, 205 sessions ago.

   Daily closes, split-adjusted; 50- and 200-session simple averages · as of 4 Nov 2026

At the 4 Nov 2026 close