First Trust Small Cap Core AlphaDEX Fund

1. 01

   3.7% below its 52-week high

   Closed at $141.79 on 4 Nov 2026: 3.7% below the 52-week high of $147.18 (5 Aug 2026) and 37.1% above the low of $103.42 (20 Nov 2025).

   Daily price bars, split-adjusted · as of 4 Nov 2026

2. 02

   Ahead of SPY over 1 year

   1 month: +4.1% (SPY −1.6%). 3 months: −2.7% (SPY −0.4%). 1 year: +31.0% (SPY +13.6%). Price change to the 4 Nov 2026 close; dividends excluded.

   Daily closes, split-adjusted: FYX, SPY · as of 4 Nov 2026

3. 03

   Above its 50- and 200-day averages

   The 4 Nov 2026 close of $141.79 was 2.7% above its 50-day average ($138.08) and 6.4% above its 200-day average ($133.27). It has closed above the 200-day for 317 sessions, since 4 Aug 2025. The 50-day average crossed above the 200-day on 11 Aug 2025, 311 sessions ago.

   Daily closes, split-adjusted; 50- and 200-session simple averages · as of 4 Nov 2026

4. 04

   Short interest at 0.6% of shares outstanding

   61.7K shares were sold short at the 15 Oct 2026 settlement, 0.6% of the 10.0M shares outstanding; covering them would take 1.4 days of average volume. Short interest is reported twice a month, on a lag.

   Exchange short-interest filing · as of 15 Oct 2026

At the 4 Nov 2026 close